Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Daly is an investment advisor representative with Austin Private Wealth, LLC, located in Austin, Texas. Kenneth has been in the industry for over 28 years and has a strong track record of providing financial advice to individuals and families. Kenneth is also licensed to offer investment advice in Texas. Kenneth has previously worked for a number of other firms, including Ameriprise Financial Services, Inc., OptionsXpress, Inc., and Charles Schwab & Co., Inc.. Kenneth is dedicated to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
10/23/2021 - Present
Austin Private Wealth, LLC (AUSTIN TX)
TX
05/22/2017 - 07/18/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Austin TX)
TX
09/25/2014 - 12/06/2016
OPTIONSXPRESS, INC. (AUSTIN TX)
TX
05/18/2011 - 06/06/2013
CHARLES SCHWAB & CO., INC. (AUSTIN TX)
NY
10/21/2010 - 04/11/2011
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
NY
06/11/2009 - 06/29/2010
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
TX
03/15/2007 - 11/28/2008
KERSHNER TRADING GROUP, LLC (AUSTIN TX)
TX
02/08/2007 - 03/09/2007
CITICORP INVESTMENT SERVICES (AUSTIN TX)
NY
04/08/2005 - 07/25/2006
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
NY
11/03/2004 - 04/07/2005
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
04/18/1995 - 10/19/2004
KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)
NY
05/13/1993 - 04/18/1995
TRIMARK SECURITIES, INC. (WHITE PLAINS NY)
NY
08/14/1992 - 02/24/1993
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
05/26/1983 - 06/19/1992
LAZARD FRERES & CO. (NEW YORK NY)
IA
Issued 10/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2014
Series 3 - National Commodity Futures Examination
BC
Issued 12/01/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
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