Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Paul Cerruto is a financial advisor with over 40 years of experience in the industry. Kenneth is currently registered as a Registered Representative and Investment Advisor Representative with RBC Capital Markets, LLC. Kenneth has a wide range of experience, including working with clients at Janney Montgomery Scott LLC, Morgan Keegan & Company, Inc. and Raymond James & Associates, Inc. Kenneth holds several licenses and certifications, including Series 7, Series 10, Series 24, Series 31, Series 63 and Series 65. Kenneth specializes in a wide range of financial products and services, including Retirement Plans, Investment Advisory Services, Mutual Funds, Fixed Annuities, Variable Annuities, and ETFs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/29/2013 - Present
RBC Capital Markets, LLC (FORT LAUDERDALE FL)
FL
02/13/2013 - 10/23/2013
RAYMOND JAMES & ASSOCIATES, INC. (CORAL SPRINGS FL)
FL
08/03/2006 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (CORAL SPRINGS FL)
FL
07/02/1999 - 08/29/2006
JANNEY MONTGOMERY SCOTT LLC (FT. LAUDERDALE FL)
NY
06/29/1994 - 06/28/1999
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NA
05/16/1988 - 07/14/1994
F.N. WOLF & CO., INC.
NA
02/02/1987 - 05/18/1988
SHERWOOD CAPITAL, INC.
NA
02/26/1979 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 04/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/22/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/10/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 02/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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