Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Carruba is a financial professional with over 29 years of experience in the industry. Kenneth is registered with LPL Financial LLC and has a Series 7TO, Series 63, and Series 65 licenses. Kenneth's previous experience includes time with Waddell & Reed, OneAmerica Securities, Inc., and First Investors Corporation. Kenneth holds the Chartered Financial Consultant designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
07/21/2021 - Present
LPL Financial LLC (TRINITY FL)
FL
01/26/2007 - 07/21/2021
WADDELL & REED (OLDSMAR FL)
FL
05/01/2002 - 02/06/2007
ONEAMERICA SECURITIES, INC. (TAMPA FL)
NJ
07/02/1993 - 05/10/2002
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 01/16/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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