Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Wong has been in the financial services industry since June 21, 1994. Kenneth is currently registered with Osaic Wealth, Inc. as an Investment Advisor Representative. Kenneth has been with Osaic Wealth, Inc. since January 2024, having previously worked with Woodbury Financial Services, Inc. between December 2016 and January 2024, and Securities America, Inc. between September 2003 and December 2016. Kenneth is licensed to conduct business in Arizona, California, Mississippi, Nevada, Oregon, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/19/2024 - Present
Osaic Wealth, Inc. (CARLSBAD CA)
CA
12/21/2016 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (CARLSBAD CA)
CA
09/16/2003 - 12/21/2016
SECURITIES AMERICA, INC. (CARLSBAD CA)
AZ
04/12/1999 - 09/24/2003
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
06/22/1994 - 04/19/1999
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
IA
Issued 09/11/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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