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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Patrick Tarrant is an investment advisor representative with Morgan Stanley. Kenneth Patrick Tarrant has been in the financial services industry since May 6, 1987. Kenneth Patrick Tarrant is licensed in 28 states and has Series 6, 7, 10, 24, 31, 63, and 65 licenses, as well as the SIE exam. Kenneth Patrick Tarrant has previously been employed by CITIGROUP GLOBAL MARKETS INC. and EQUICO SECURITIES, INC., in addition to several other firms. Kenneth Patrick Tarrant's current registration is with Morgan Stanley and covers California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/03/2021 - Present
Morgan Stanley (SAN RAFAEL CA)
CA
04/18/1996 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN RAFAEL CA)
NY
05/06/1987 - 04/16/1996
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
05/06/1987 - 04/16/1996
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 05/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/10/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 09/21/1988
Series 7 - General Securities Representative Examination
BC
Issued 04/30/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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