Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Lombino is an investment advisor representative currently registered with Wells Fargo Clearing Services, LLC. Kenneth has been in the industry since 1988 and has worked for a variety of firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, Smith Barney Inc., PaineWebber Incorporated, M.L. Stern & Co. Inc., and Cal State Securities Corp. Kenneth holds the Series 7, Series 63, and Series 65 licenses. Kenneth is also a member of the Screen Actors Guild. Kenneth specializes in providing investment consulting services to institutional clients and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/13/2020 - Present
Wells Fargo Clearing Services, LLC (WESTLAKE VILLAGE CA)
CA
01/07/2011 - 08/13/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BEVERLY HILLS CA)
CA
06/01/2009 - 01/12/2011
MORGAN STANLEY SMITH BARNEY (BEVERLY HILLS CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BEVERLY HILLS CA)
CA
07/15/2005 - 04/02/2007
MORGAN STANLEY DW INC. (BEVERLY HILLS CA)
MO
07/09/2001 - 07/18/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
04/23/1997 - 07/11/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/19/1994 - 04/30/1997
SMITH BARNEY INC. (NEW YORK NY)
NJ
09/21/1993 - 04/21/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
05/08/1989 - 09/20/1993
M.L. STERN & CO. INC. (BEVERLY HILLS CA)
NA
02/10/1989 - 04/15/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
03/14/1988 - 01/18/1989
CAL STATE SECURITIES CORP.
IA
Issued 06/02/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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