Invested Better
Unclaimed

Unclaimed

Unclaimed

Kenneth P Kluba

Wells Fargo Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kenneth? Claim Your Profile

About Kenneth P Kluba

Kenneth Kluba is a registered representative with Wells Fargo Securities, LLC. He has been in the securities industry since February 2020. Kenneth Kluba holds the Series 79TO, SIE and Series 63 licenses. Kenneth Kluba has been registered with Wells Fargo Securities, LLC since August 2022. He is currently registered to sell securities in 53 states. He has a strong track record of success in the securities industry.

Firm Information

Kenneth Kluba is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kenneth Kluba’s Registration & Firm History

TX

08/02/2022 - Present

Wells Fargo Securities, LLC (HOUSTON TX)

TX

02/17/2020 - 07/22/2022

TD SECURITIES (USA) LLC (HOUSTON TX)

Not sure if Kenneth P Kluba is right for you?

Licenses & Designations

BC

Issued 11/03/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/17/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/20/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth P Kluba.
Not sure if Kenneth P Kluba is right for you?