Unclaimed
Kenneth Kluba is a registered representative with Wells Fargo Securities, LLC. He has been in the securities industry since February 2020. Kenneth Kluba holds the Series 79TO, SIE and Series 63 licenses. Kenneth Kluba has been registered with Wells Fargo Securities, LLC since August 2022. He is currently registered to sell securities in 53 states. He has a strong track record of success in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/02/2022 - Present
Wells Fargo Securities, LLC (HOUSTON TX)
TX
02/17/2020 - 07/22/2022
TD SECURITIES (USA) LLC (HOUSTON TX)
BC
Issued 11/03/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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