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Kenneth P Alexa

Pruco Securities, LLC

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About Kenneth P Alexa

Kenneth Alexa is a financial professional with over 20 years of experience in the financial services industry. Kenneth is currently registered with Pruco Securities, LLC in Plano, Texas. Kenneth is a Registered Representative and Investment Advisor Representative. Kenneth has previously been employed with North South Capital, LLC, LPL Financial Corporation, Quick Stock LLC, Rom-Bo Trading Co. and Dempsey & Company.

Firm Information

Kenneth Alexa is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Kenneth Alexa’s Registration & Firm History

TX

04/15/2024 - Present

Pruco Securities, LLC (Plano TX)

IL

04/30/2009 - 10/31/2023

NORTH SOUTH CAPITAL, LLC (NEW LENOX IL)

IL

06/29/2006 - 05/05/2009

LPL FINANCIAL CORPORATION (ORLAND PARK IL)

IL

01/04/2002 - 01/16/2002

QUICK STOCK LLC (CHICAGO IL)

IL

05/14/1998 - 02/03/2000

ROM-BO TRADING CO. (CHICAGO IL)

IL

10/01/1996 - 03/25/1998

DEMPSEY & COMPANY (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 08/03/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/23/2010

Series 4 - Registered Options Principal Examination

BC

Issued 11/21/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2006

Series 7 - General Securities Representative Examination

BC

Issued 11/25/1998

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth P Alexa.
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