Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Owen Bantum is a financial advisor with over 20 years of experience in the industry. Kenneth is currently registered with Wallachbeth Capital LLC and has a Series 7, Series 24, Series 53, and Series 63 license. Kenneth was previously registered with Divine Capital Markets LLC, D & D Securities, Inc., Lek Securities Corporation, and LL Partners, Inc. Kenneth's experience includes investment banking, equity trading, and securities operations. Kenneth is dedicated to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
11/20/2008 - Present
Wallachbeth Capital LLC (JERSEY CITY NJ)
NY
01/19/2007 - 11/24/2008
DIVINE CAPITAL MARKETS LLC (NEW YORK NY)
PA
09/03/2004 - 02/05/2007
D & D SECURITIES, INC. (PHILADELPHIA PA)
NY
11/03/2003 - 08/24/2005
LEK SECURITIES CORPORATION (NEW CITY NY)
NY
09/03/2003 - 08/26/2004
LL PARTNERS, INC. (NEW YORK NY)
BC
Issued 09/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/28/2004
Series 24 - General Securities Principal Examination
BC
Issued 12/24/2003
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/02/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/31/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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