Unclaimed
Kenneth John Murphy is a registered investment advisor representative with Oppenheimer & Co. Inc., a firm that has more than $1 billion – $10 billion of assets under management. Kenneth John Murphy is registered to conduct business in 17 states and has been in the industry since 1987. Previously Kenneth John Murphy was registered with Josephthal & Co., Inc., Vanderbilt Securities, Inc., J. T. Moran & Co., Inc., Sherwood Capital, Inc., and The Stuart-James Company, Inc. Kenneth John Murphy is licensed to provide investment advice in several areas such as financial planning, pension consulting and portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
05/23/1990 - 01/02/2002
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NA
02/09/1990 - 06/13/1990
VANDERBILT SECURITIES, INC.
NA
05/20/1988 - 02/14/1990
J. T. MORAN & CO., INC.
NA
12/22/1987 - 05/26/1988
SHERWOOD CAPITAL, INC.
NA
04/29/1987 - 12/17/1987
THE STUART-JAMES COMPANY, INC.
IA
Issued 4/1/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/18/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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