Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Novak is a financial advisor with Raymond James & Associates, Inc. Kenneth has been in the industry since 1993. Kenneth is licensed to provide financial advice in 53 states and holds Series 7, 24, 52TO, 53, and 63 licenses. Previously, Kenneth has worked at RBC CAPITAL MARKETS, LLC, MF GLOBAL INC., STORMHARBOUR SECURITIES LP, and J.P. MORGAN SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/24/2017 - Present
Raymond James & Associates, Inc. (New York NY)
NY
01/24/2012 - 09/25/2015
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/07/2011 - 12/01/2011
MF GLOBAL INC. (NEW YORK NY)
NY
06/12/2009 - 08/05/2011
STORMHARBOUR SECURITIES LP (NEW YORK NY)
NY
10/01/2008 - 06/16/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/27/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/06/1999 - 03/29/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
09/11/1995 - 01/20/1999
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
06/22/1995 - 09/18/1995
BARCLAYS DE ZOETE WEDD SECURITIES INC. (NEW YORK NY)
NY
11/26/1991 - 06/02/1995
BANCA IMI SECURITIES CORP. (NEW YORK NY)
BC
Issued 12/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/17/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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