Unclaimed
Kenneth Lowe is a financial advisor with MGI Funds Distributors, LLC based in Richmond, Virginia. Kenneth has been in the industry since September 23, 2005. He has passed the Series 7, Series 31, Series 63, and Series 65 exams and holds a securities license in Virginia. Kenneth previously worked with MMC Securities LLC, Wells Fargo Advisors Financial Network, LLC, and Wachovia Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
01/09/2020 - Present
MGI Funds Distributors, LLC (Richmond VA)
VA
09/23/2013 - 12/31/2019
MMC SECURITIES LLC (Richmond VA)
VA
01/15/2008 - 09/04/2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MCLEAN VA)
VA
04/10/2006 - 01/16/2008
WACHOVIA SECURITIES, LLC (RICHMOND VA)
BC
Issued 02/27/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/26/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 04/07/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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