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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Nelson Wiseman is an investment advisor representative with Capital Markets IQ, LLC based in Arlington, Texas. Kenneth has been in the financial services industry for over 30 years. Kenneth has experience working with individuals, high net worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Kenneth is registered in California, Florida, Louisiana, New York, and Texas as an investment advisor representative. In addition to providing financial planning services, Kenneth is also a chief technical officer, trader, and analyst for Entrepreneur's Investment Office Limited located in Dubai.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Business consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/14/2005 - Present
Capital Markets IQ, LLC (ARLINGTON TX)
NJ
06/30/2017 - 07/29/2019
BIRCHWOOD SECURITIES CORP. (MEDFORD NJ)
FL
10/06/2014 - 07/07/2015
PERAZA CAPITAL AND INVESTMENT, LLC (TAMPA FL)
FL
05/28/2014 - 10/20/2014
HALEN CAPITAL (CLEARWATER FL)
TX
03/04/2010 - 08/07/2012
BENNETT ROSS, INC. (FORT WORTH TX)
NY
11/16/2007 - 02/13/2009
PARKER FINANCIAL CORP. (VALLEY COTTAGE NY)
TX
07/11/2007 - 12/31/2007
BENNETT ROSS, INC. (FORT WORTH TX)
NY
06/10/2004 - 07/15/2005
CARLIN EQUITIES CORP. (NEW YORK NY)
FL
08/30/2002 - 02/11/2004
GEEK SECURITIES, INC. (BOCA RATON FL)
TX
03/19/2001 - 04/15/2002
ARGO SECURITIES CORP. (PLANO TX)
TX
10/05/2000 - 02/21/2002
RICHMARK CAPITAL CORPORATION (IRVING TX)
TX
10/12/1999 - 03/29/2000
INTERNATIONAL EXCHANGE BROKERS, LLC. (DALLAS TX)
NJ
04/17/1996 - 03/02/1998
FIRST NATIONAL EQUITY, CORP. (PT. PLEASANT BEACH NJ)
NJ
10/20/1995 - 04/23/1996
SIMON SECURITIES, INC. (COLLINGSWOOD NJ)
CA
06/28/1994 - 05/26/1995
REGENCY CAPITAL GROUP, INC. (GLENDALE CA)
CA
08/09/1991 - 06/27/1994
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NA
08/24/1988 - 04/01/1989
GROUP NINE SECURITIES CORPORATION
NA
04/27/1988 - 08/29/1988
MARSHALL DAVIS, INC.
NA
02/26/1987 - 04/13/1988
CUNYUS SECURITIES, INC.
IA
Issued 10/25/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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