Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Nicklas has been in the financial services industry for over 40 years. Kenneth is registered to provide investment advice in 24 states and has licenses to sell securities in the state of Texas. Kenneth works for LPL Financial LLC in Jefferson City, MO. Kenneth also previously worked for Securities America, Inc. and Walnut Street Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
08/19/2020 - Present
LPL Financial LLC (JEFFERSON CITY MO)
MO
09/30/2005 - 04/30/2020
SECURITIES AMERICA, INC. (JEFFERSON CITY MO)
CA
03/05/1990 - 10/05/2005
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CT
06/19/1983 - 01/02/1991
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
AZ
11/19/1989 - 03/14/1990
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
04/10/1984 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
02/23/1981 - 07/18/1983
SECURITIES MANAGEMENT & RESEARCH, INC.
BC
Issued 04/03/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/12/1979
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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