Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Haas is a financial advisor with over 30 years of experience in the industry. Kenneth currently works with Wells Fargo Clearing Services, LLC and has been with them since 2011. Kenneth previously worked for Wells Fargo Investments, LLC, Deutsche Bank Securities Inc., Wells Fargo Securities Inc., CitiCorp Investment Services, Great Western Financial Securities Corporation, Financial West Group, Financial West Investment Group, Dean Witter Reynolds Inc., and Bateman Eichler, Hill Richards, Incorporated. Kenneth provides financial planning and investment consulting services to individuals and institutions. Kenneth has a strong track record of success and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/28/2016 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
04/11/2003 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NY
05/16/2001 - 01/23/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CA
03/14/1997 - 01/11/1999
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
04/22/1993 - 12/10/1996
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
10/17/1991 - 04/19/1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NV
04/30/1991 - 10/07/1991
FINANCIAL WEST GROUP (RENO NV)
NA
03/07/1990 - 04/30/1991
FINANCIAL WEST INVESTMENT GROUP
NY
08/26/1987 - 03/01/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
04/18/1984 - 09/08/1987
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
BC
Issued 03/21/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/30/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/16/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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