Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Murai is a financial advisor with over 20 years of experience in the industry. Kenneth is currently registered with Citizens JMP Securities, LLC and has a Series 6, 7, 24, 53, 63, 65, 66, 79TO and SIE license. In previous roles, Kenneth has worked at Wedbush Morgan Securities Inc., Pacific Growth Equities, LLC, Wells Fargo Securities, LLC, HarrisDirect LLC, Harris Investorline Inc., and GT Global, Inc. Kenneth is registered to conduct business in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/22/2010 - Present
Citizens JMP Securities, LLC (SAN FRANCISCO CA)
CA
03/04/2009 - 02/24/2010
WEDBUSH MORGAN SECURITIES INC. (SAN FRANCISCO CA)
CA
11/25/2008 - 07/08/2009
PACIFIC GROWTH EQUITIES, LLC (SAN FRANCISCO CA)
CA
08/05/2008 - 11/24/2008
WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)
CA
03/04/2008 - 05/21/2008
PACIFIC GROWTH EQUITIES, LLC (SAN FRANCISCO CA)
NJ
05/01/2002 - 10/08/2004
HARRISDIRECT LLC (JERSEY CITY NJ)
WA
03/29/1999 - 05/01/2002
HARRIS INVESTORLINE INC. (SEATTLE WA)
CA
08/02/1996 - 10/16/1998
GT GLOBAL, INC. (SAN FRANCISCO CA)
BC
Issued 05/03/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/19/2009
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/24/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/21/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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