Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Middleton is an investment advisor representative with J.P. Morgan Securities LLC. Kenneth Middleton has been in the industry since 2014 and has worked for several other firms, including Fidelity Brokerage Services LLC, TD Ameritrade, Inc., Scottrade, Inc., and Newbridge Securities Corporation. Kenneth Middleton has Series 6, 7, 63 and 66 securities licenses and is currently registered in Colorado and Texas. Kenneth Middleton is a financial advisor who provides financial planning services to individuals, corporations and institutions. He also provides investment advice and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CO
08/09/2024 - Present
J.p. Morgan Securities LLC (Denver CO)
CO
07/01/2019 - 06/19/2024
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
TN
02/26/2018 - 10/23/2018
TD AMERITRADE, INC. (KINGSPORT TN)
CO
12/16/2014 - 02/26/2018
SCOTTRADE, INC. (WESTMINSTER CO)
FL
05/21/2014 - 10/07/2014
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
FL
07/01/2013 - 05/19/2014
FIRST INVESTORS CORPORATION (MIRAMAR FL)
BOTH
Issued 6/7/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/23/2014
Series 7 - General Securities Representative Examination
BC
Issued 6/29/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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