Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Wachter is a financial advisor with Raymond James Financial Services Advisors, Inc. Kenneth has been in the industry since 1990 and has held positions at several firms, including Wells Fargo Advisors, LLC and Morgan Stanley DW Inc. Kenneth is a registered investment advisor in both New Jersey and Pennsylvania. Kenneth holds the Series 63, 65, 7 and SIE licenses. Kenneth has been a member of the Finance/Investment Committee at Resurrection Parish since 2020, and is also an agent for Specific Solutions, selling life insurance. Kenneth's specializations include financial planning, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
03/22/2012 - Present
Raymond James Financial Services Advisors, Inc. (BRISTOL PA)
PA
07/19/2005 - 03/22/2012
WELLS FARGO ADVISORS, LLC (LEVITTOWN PA)
NY
06/17/1991 - 07/19/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
07/27/1990 - 11/30/1993
VANDERBILT SECURITIES, INC.
PA
09/24/1990 - 06/20/1991
JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)
NA
01/23/1990 - 08/01/1990
MLB INVESTMENTS, LTD.
IA
Issued 07/11/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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