Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Uchiyama is an experienced investment professional with over 20 years in the industry. Currently, Kenneth is registered as a securities representative with Fifth Third Securities, Inc. His career has spanned various roles at several prominent financial institutions, including THE HUNTINGTON INVESTMENT COMPANY, NATCITY INVESTMENTS, INC., SUNTRUST CAPITAL MARKETS, INC., BANC OF AMERICA SECURITIES LLC, and BANCAMERICA SECURITIES, INC. Kenneth has a strong understanding of investment strategies and holds the Series 7, Series 24, Series 63, Series 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
02/17/2015 - Present
Fifth Third Securities, Inc. (CHICAGO IL)
OH
12/14/2011 - 10/24/2013
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
OH
02/27/2006 - 03/10/2009
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
GA
08/09/2000 - 08/30/2004
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
NY
10/01/1998 - 07/20/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
10/07/1994 - 10/01/1998
BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)
BC
Issued 2/9/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/3/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/5/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 5/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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