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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Michael Sullivan is an Investment Adviser Representative with The Retirement Guys Formula, a firm based in Maumee, Ohio. Kenneth Michael Sullivan has worked in the financial industry for over 20 years. Kenneth Michael Sullivan is registered with the state of Pennsylvania as an Investment Adviser Representative. Kenneth Michael Sullivan is also registered with the state of Texas as an Investment Adviser Representative. Kenneth Michael Sullivan has passed the Uniform Investment Adviser Law Examination (Series 65), the Uniform Securities Agent State Law Examination (Series 63), the General Securities Representative Examination (Series 7), the Investment Company Products/Variable Contracts Representative Examination (Series 6), the Securities Industry Essentials Examination (SIE), the General Securities Sales Supervisor - General Module Examination (Series 10), and the General Securities Sales Supervisor - Options Module Examination (Series 9). Kenneth Michael Sullivan also owns and operates Retire Pittsburgh Management LLC, an RIA. Kenneth Michael Sullivan has experience providing financial planning and portfolio management services to individuals. Kenneth Michael Sullivan is also a Managing Member/CCO/Investment Adviser Representative for Retire Pittsburgh Management LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Share in the fee paid to third party advisers
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2
OH
06/20/2019 - Present
THE Retirement Guys Formula (MAUMEE OH)
PA
10/17/2017 - 05/22/2018
PEAK BROKERAGE SERVICES, LLC (PITTSBURGH PA)
PA
09/21/2016 - 09/05/2017
KEY INVESTMENT SERVICES LLC (OAKMONT PA)
PA
04/18/2012 - 09/21/2016
LPL FINANCIAL LLC (MONROEVILLE PA)
PA
01/27/2011 - 04/11/2012
NATIONWIDE SECURITIES, LLC (APOLLO PA)
PA
06/02/2010 - 08/04/2010
ESSEX NATIONAL SECURITIES, INC. (INDIANA PA)
PA
09/07/2005 - 06/02/2010
UVEST FINANCIAL SERVICES GROUP, INC. (INDIANA PA)
PA
01/01/2004 - 10/01/2004
PNC INVESTMENTS (PITTSBURGH PA)
KY
06/01/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
10/27/1998 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
KS
09/30/1996 - 11/06/1997
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 11/17/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/29/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/22/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/27/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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