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Kenneth Michael Scott

Voya Financial Advisors, Inc.

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About Kenneth Michael Scott

Kenneth Michael Scott is an active advisor with Voya Financial Advisors, Inc. Kenneth is a registered representative in Florida and has been in the industry since 1994. Kenneth has held previous roles at Citizens Securities, Inc., M&T Securities, Inc., The Dreyfus Service Corporation and Phoenix Equity Planning Corporation. Kenneth holds several licenses, including Series 6, Series 7, Series 24 and SIE.

Firm Information

Kenneth Scott is currently registered with Voya Financial Advisors, Inc.. Voya Financial Advisors, Inc. is a corporation formed in 1968 and headquartered in Windsor, Connecticut. They offer financial planning, portfolio management for individuals and businesses, and educational seminars. With over 500 licensed investment advisor representatives and registered representatives, they manage approximately $3 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Voya Financial Advisors, Inc.

ONE ORANGE WAY

WINDSOR, CT 06095

$3.05B

Assets Under Management

264

Total Clients

684

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Scott’s Registration & Firm History

FL

07/09/2015 - Present

Voya Financial Advisors, Inc. (TAMPA FL)

NH

06/18/1998 - 06/17/2015

CITIZENS SECURITIES, INC. (MANCHESTER NH)

MD

02/23/1996 - 01/30/1998

M&T SECURITIES, INC. (BALTIMORE MD)

NY

12/17/1993 - 04/28/1995

THE DREYFUS SERVICE CORPORATION (NEW YORK NY)

CT

02/12/1992 - 05/06/1992

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

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Licenses & Designations

BC

Issued 01/22/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/19/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/1997

Series 7 - General Securities Representative Examination

BC

Issued 01/22/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Michael Scott.
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