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Kenneth Michael Pierpoint

Scotia Capital (usa) Inc.

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About Kenneth Michael Pierpoint

Kenneth Michael Pierpoint is a financial professional registered with FINRA and the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99TO). Kenneth is currently employed with Scotia Capital (usa) Inc. based in NEW YORK, NY.

Firm Information

Kenneth Pierpoint is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Pierpoint’s Registration & Firm History

NY

02/06/2023 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/06/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/30/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Michael Pierpoint.
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