Unclaimed
Kenneth Michael Peavy is a financial advisor with over 18 years of experience in the industry. Kenneth is registered with Stonex Advisors Inc. in Alabama, and has held previous roles at LPL Financial LLC, Sterne Agee Financial Services, Inc., Thrivent Investment Management Inc., Guidestone Financial Services, PFPC Distributors, Inc., WM Financial Services, Inc., and LINSCO/Private Ledger Corp. Kenneth specializes in providing financial consulting services, financial planning, pension consulting, educational seminars, and selection of other advisors. Kenneth also offers portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
08/10/2018 - Present
Stonex Advisors Inc. (Montgomery AL)
AL
06/04/2015 - 07/06/2018
LPL FINANCIAL LLC (MONTGOMERY AL)
AL
07/07/2011 - 06/10/2015
STERNE AGEE FINANCIAL SERVICES, INC. (MONTGOMERY AL)
AR
05/09/2011 - 07/15/2011
THRIVENT INVESTMENT MANAGEMENT INC. (LITTLE ROCK AR)
TX
11/05/2010 - 03/03/2011
GUIDESTONE FINANCIAL SERVICES (DALLAS TX)
ME
11/10/2006 - 12/31/2008
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
CA
09/24/2004 - 08/31/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
ME
03/07/2002 - 07/29/2004
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
SC
02/20/2001 - 02/26/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IA
Issued 11/17/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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