Invested Better
Unclaimed

Unclaimed

Unclaimed

Kenneth Michael Peavy

Stonex Advisors Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kenneth? Claim Your Profile

About Kenneth Michael Peavy

Kenneth Michael Peavy is a financial advisor with over 18 years of experience in the industry. Kenneth is registered with Stonex Advisors Inc. in Alabama, and has held previous roles at LPL Financial LLC, Sterne Agee Financial Services, Inc., Thrivent Investment Management Inc., Guidestone Financial Services, PFPC Distributors, Inc., WM Financial Services, Inc., and LINSCO/Private Ledger Corp. Kenneth specializes in providing financial consulting services, financial planning, pension consulting, educational seminars, and selection of other advisors. Kenneth also offers portfolio management for businesses and individuals.

Firm Information

Kenneth Peavy is currently registered with Stonex Advisors Inc.. Stonex Advisors Inc. is a Registered Investment Advisor (RIA) based in Birmingham, Alabama with a strong national presence. They provide financial planning and consulting services to individuals, businesses, and charitable organizations. Stonex manages over $4.5 billion in assets, with a dedicated team of over 200 licensed agents, investment advisor representatives, and registered representatives.
Stonex Advisors Inc.

2 PERIMETER PARK SOUTH

BIRMINGHAM, AL 35243

$4.52B

Assets Under Management

48

Total Clients

241

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

financial consulting services

Financial consulting services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kenneth Peavy’s Registration & Firm History

AL

08/10/2018 - Present

Stonex Advisors Inc. (Montgomery AL)

AL

06/04/2015 - 07/06/2018

LPL FINANCIAL LLC (MONTGOMERY AL)

AL

07/07/2011 - 06/10/2015

STERNE AGEE FINANCIAL SERVICES, INC. (MONTGOMERY AL)

AR

05/09/2011 - 07/15/2011

THRIVENT INVESTMENT MANAGEMENT INC. (LITTLE ROCK AR)

TX

11/05/2010 - 03/03/2011

GUIDESTONE FINANCIAL SERVICES (DALLAS TX)

ME

11/10/2006 - 12/31/2008

PFPC DISTRIBUTORS, INC. (PORTLAND ME)

CA

09/24/2004 - 08/31/2005

WM FINANCIAL SERVICES, INC. (IRVINE CA)

ME

03/07/2002 - 07/29/2004

PFPC DISTRIBUTORS, INC. (PORTLAND ME)

SC

02/20/2001 - 02/26/2002

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

Not sure if Kenneth Michael Peavy is right for you?

Licenses & Designations

IA

Issued 11/17/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/01/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Kenneth Michael Peavy. Review regulatory record here.
Not sure if Kenneth Michael Peavy is right for you?