Unclaimed
Kenneth Michael Paulson is a registered broker and financial advisor. Kenneth has been working in the industry since 2012 and currently holds registrations with Newmark Securities, LLC, CF Secured, LLC, Mint Brokers, BGC Financial, LP, FMX Execution, LLC, GFI Securities LLC, and Cantor Fitzgerald & Co.. Kenneth's current employment with Newmark Securities, LLC began in 2021. Kenneth's background includes a diverse range of experience, including a past role at Sunrise Brokers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/08/2021 - Present
Newmark Securities, LLC (NEW YORK NY)
NY
10/25/2016 - 11/18/2022
AQUA SECURITIES L.P. (NEW YORK NY)
NY
06/26/2017 - 07/01/2021
SUNRISE BROKERS LLC (NEW YORK NY)
NY
05/31/2018 - 11/20/2020
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
10/25/2016 - 05/27/2020
CFWP SECURITIES, LLC (NEW YORK NY)
BC
Issued 02/13/2020
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2012
Series 99 - Operations Professional Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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