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Kenneth Michael Kenvin

ETC Brokerage Services, LLC

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About Kenneth Michael Kenvin

Kenneth Michael Kenvin is a financial advisor with over 25 years of experience in the financial services industry. Kenneth is currently registered with ETC Brokerage Services, LLC. Kenneth has held previous positions with CANTOR FITZGERALD & CO., ESPOSITO SECURITIES, LLC, HILLTOP SECURITIES INC., FIRST SOUTHWEST COMPANY, LLC, WFG INVESTMENTS, INC., and SOUTHWEST SECURITIES, INC. Kenneth is licensed to provide financial advice in all 50 states.

Firm Information

Kenneth Kenvin is currently registered with ETC Brokerage Services, LLC. ETC Brokerage Services, LLC is a Limited Liability Company formed in May 2007. It is registered with the SEC and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Kenvin’s Registration & Firm History

TX

04/11/2024 - Present

ETC Brokerage Services, LLC (Dallas TX)

TX

05/28/2019 - 10/08/2021

CANTOR FITZGERALD & CO. (DALLAS TX)

TX

01/31/2019 - 05/21/2019

ESPOSITO SECURITIES, LLC (DALLAS TX)

TX

10/26/2015 - 01/07/2019

HILLTOP SECURITIES INC. (DALLAS TX)

TX

08/06/2013 - 11/09/2015

FIRST SOUTHWEST COMPANY, LLC (Dallas TX)

TX

04/28/2008 - 08/05/2013

ESPOSITO SECURITIES, LLC (DALLAS TX)

TX

09/25/2008 - 02/13/2009

WFG INVESTMENTS, INC. (DALLAS TX)

TX

01/23/2006 - 07/03/2007

FIRST SOUTHWEST COMPANY (DALLAS TX)

TX

06/22/1995 - 09/27/2005

SOUTHWEST SECURITIES, INC. (DALLAS TX)

IA

12/21/1994 - 04/01/1995

DICKINSON & CO. (DES MOINES IA)

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Licenses & Designations

BC

Issued 05/29/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/26/2024

Series 24 - General Securities Principal Examination

BC

Issued 01/26/2024

Series 7TO - General Securities Representative Examination

BC

Issued 01/26/2024

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/20/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Michael Kenvin.
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