Unclaimed
Kenneth Michael Hughes is a registered representative with BNY Mellon Securities Corp. Kenneth has been in the securities industry since 2002 and has a Series 66, Series 7 and SIE license. Kenneth previously worked with CITICORP INVESTMENT SERVICES, S.W. BACH & COMPANY, AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY. Kenneth is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
01/08/2007 - Present
BNY Mellon Securities Corp. (New York NY)
NY
05/17/2004 - 01/11/2007
CITICORP INVESTMENT SERVICES (ALBERTSON NY)
NY
02/20/2004 - 03/01/2004
S.W. BACH & COMPANY (PORT WASHINGTON NY)
MN
07/15/2002 - 11/22/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/15/2002 - 11/22/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/29/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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