Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Michael Hughes is a financial advisor with over 24 years of experience in the financial services industry. He is registered with LPL Financial LLC in California, Illinois and Texas. Kenneth Michael Hughes is also a registered Investment Advisor in California and Illinois. Previously, he was associated with VALIC Financial Advisors, Inc. in California. Kenneth Michael Hughes has a broad range of experience in the financial services industry, including experience with corporations, pension and profit-sharing plans, charitable organizations, high-net-worth individuals, and individuals other than high-net-worth. Kenneth Michael Hughes provides financial planning and investment advisory services, including portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/19/2024 - Present
LPL Financial LLC (MUNDELEIN IL)
CA
07/13/2012 - 08/29/2024
VALIC FINANCIAL ADVISORS, INC. (ORANGE CA)
MA
03/30/2000 - 06/14/2002
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
MA
07/15/1999 - 07/30/1999
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
09/20/1995 - 07/15/1999
KEYPORT FINANCIAL SERVICES CORP. (WELLESLEY HILLS MA)
WI
03/08/1989 - 11/02/1994
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
04/29/1987 - 02/27/1988
GNA SECURITIES, INC.
BOTH
Issued 07/31/2012
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kenneth Hughes is the right advisor for you? Invested Better is here to help.
