Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Michael Cole is a securities professional with over 5 years of experience in the financial services industry. Kenneth is currently registered with Icapital Markets LLC and is licensed in Alabama and New York. Previously, Kenneth worked at Simon Markets LLC and BBVA Securities Inc. Kenneth holds the Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/30/2023 - Present
Icapital Markets LLC (NEW YORK NY)
AL
01/14/2021 - 11/30/2023
SIMON MARKETS LLC (Birmingham AL)
AL
10/31/2018 - 12/21/2020
BBVA SECURITIES INC. (BIRMINGHAM AL)
BC
Issued 12/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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