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Kenneth Michael Beierlein

Neuberger Berman BD LLC

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About Kenneth Michael Beierlein

Kenneth Michael Beierlein is an investment advisor representative registered with Neuberger Berman BD LLC. Kenneth is also a registered investment advisor in Illinois and New York. Kenneth has been in the securities industry since August 2014 and has experience with Hooulihan Lokey Capital, Inc., Black Diamond Capital Management, and Antora Peak Capital. Kenneth holds Series 63, 66, 7, 79, and SIE licenses.

Firm Information

Kenneth Beierlein is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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percentage of assets

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Kenneth Beierlein’s Registration & Firm History

IL

01/27/2023 - Present

Neuberger Berman BD LLC (CHICAGO IL)

IL

08/12/2014 - 05/06/2016

HOULIHAN LOKEY CAPITAL, INC. (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 01/26/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/18/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/08/2021

Series 7TO - General Securities Representative Examination

BC

Issued 08/30/2021

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kenneth Michael Beierlein.
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