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Kenneth Matthew Homa

Prudential Annuities Distributors, Inc.

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About Kenneth Matthew Homa

Kenneth Homa has been in the financial services industry since January 26, 2000. Kenneth is currently registered with Prudential Annuities Distributors, Inc. Kenneth is also registered with the states of California, Florida, Nevada, and South Dakota. Kenneth is licensed to sell securities and insurance products. Kenneth has passed the Series 6, Series 63, and SIE exams. Kenneth previously worked for Allianz Life Financial Services, LLC, Forethought Distributors, LLC, Lincoln Financial Distributors, Inc., Directed Services LLC, and Planco Financial Services, Inc.

Firm Information

Kenneth Homa is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Homa’s Registration & Firm History

CT

05/22/2015 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

MN

09/10/2014 - 05/18/2015

ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)

CT

05/06/2013 - 09/05/2014

FORETHOUGHT DISTRIBUTORS, LLC (HARTFORD CT)

PA

08/13/2010 - 04/02/2013

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

PA

05/21/2001 - 08/02/2010

DIRECTED SERVICES LLC (WEST CHESTER PA)

CT

11/19/1999 - 05/01/2001

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

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Licenses & Designations

IA

Issued 10/05/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/13/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Matthew Homa.
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