Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Mathieson is a financial advisor with over 35 years of experience in the financial services industry. Kenneth currently works at U.S. Capital Wealth Advisors, LLC, where he is registered with the Securities and Exchange Commission as an Investment Advisor Representative. Kenneth has previously worked at Raymond James Financial Services, Inc., Morgan Stanley, Citigroup Global Markets Inc., and Prudential Securities Incorporated. Kenneth holds the Series 3, 7, 8, 63, and 65 licenses, as well as the SIE exam. Kenneth is a Registered Investment Advisor and provides financial planning services to individuals, corporations, and institutions. Kenneth is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/24/2025 - Present
U.s. Capital Wealth Advisors, LLC (New York NY)
NY
06/06/2014 - 03/02/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
06/01/2009 - 04/09/2014
MORGAN STANLEY (NEW YORK NY)
NY
11/16/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/22/1987 - 11/10/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 01/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2003
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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