Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Masaharu Fujita is a financial advisor with over 25 years of experience in the industry. Kenneth is currently registered with LPL Financial LLC in San Clemente, CA. Previously, Kenneth was registered with Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, Salomon Smith Barney Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kenneth specializes in providing financial planning, portfolio management, and consulting services to individuals, businesses, and institutions. Kenneth holds the Series 7, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/02/2022 - Present
LPL Financial LLC (SAN CLEMENTE CA)
CA
01/03/2011 - 01/20/2022
WELLS FARGO CLEARING SERVICES, LLC (IRVINE CA)
CA
10/15/2003 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (EL SEGUNDO CA)
NY
02/26/1999 - 11/02/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
03/09/1994 - 03/02/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/15/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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