Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Mark Sacks is a financial advisor with over 30 years of experience in the industry. Currently, Kenneth is registered with Citigroup Global Markets Inc., where Kenneth has been employed since May 2007. Kenneth has previously held positions at CITICORP INVESTMENT SERVICES, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and LEHMAN BROTHERS INC. Kenneth holds a number of securities licenses, including Series 3, 7, 9, 10, 24, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (New York NY)
NY
05/13/1997 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
03/29/1995 - 12/09/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/18/1993 - 04/21/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/13/1990 - 07/19/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/22/1989 - 07/11/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
IA
Issued 04/18/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/04/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/24/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1989
Series 3 - National Commodity Futures Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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MIAX Emerald, LLC
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
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NYSE Arca, Inc.
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NYSE Chicago, Inc.
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NYSE National, Inc.
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Nasdaq BX, Inc.
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Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
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Nasdaq Stock Market
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New York Stock Exchange
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