Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Mark Harb is a financial advisor who has been in the industry since 1983. Kenneth is registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2010. Kenneth also holds Series 7, 31, 52, 63, and 65 licenses and the SIE exam. Kenneth's previous experience includes roles at Prudential Securities Incorporated and Oppenheimer & Co., Inc. Kenneth is licensed in the following states: Arkansas, District of Columbia, Florida, Indiana, Michigan, New York, Ohio, Rhode Island, Tennessee, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
01/05/2010 - Present
Wells Fargo Clearing Services, LLC (FARMINGTON HILLS MI)
NY
11/18/1991 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/16/1987 - 11/25/1991
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
09/02/1983 - 07/29/1987
DEAN WITTER REYNOLDS INC.
IA
Issued 02/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
BC
Issued 03/23/1979
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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