Unclaimed
Kenneth Marc Hutkin is an experienced financial advisor with over 30 years in the industry. Kenneth Marc Hutkin has worked with a number of firms in the New York, NY area, including Morgan Stanley, First Allied Securities, Inc., First Montauk Securities Corp., and Thomas James Associates, Inc. Kenneth Marc Hutkin is currently a Registered Representative with LPL Financial LLC. Kenneth Marc Hutkin specializes in providing financial planning and investment advice to individuals, high-net-worth individuals, corporations and other businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/18/2024 - Present
LPL Financial LLC (NEW YORK NY)
NY
09/13/2010 - 10/24/2018
MORGAN STANLEY (NEW YORK NY)
NY
12/09/2008 - 09/15/2010
FIRST ALLIED SECURITIES, INC. (NEW YORK NY)
NY
09/30/1997 - 12/09/2008
FIRST MONTAUK SECURITIES CORP. (NEW YORK NY)
NY
07/27/1994 - 08/16/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
04/04/1994 - 06/15/1994
BEACON SECURITIES, INC. (NEW YORK NY)
NY
10/27/1987 - 09/24/1993
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
11/25/1985 - 12/08/1987
HAMILTON, GRANT & COMPANY, INC.
NA
06/18/1985 - 12/17/1985
WEAVER JOHNSON & COMPANY,INC.
BOTH
Issued 08/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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