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Kenneth Marc Hutkin

LPL Financial LLC

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About Kenneth Marc Hutkin

Kenneth Marc Hutkin is an experienced financial advisor with over 30 years in the industry. Kenneth Marc Hutkin has worked with a number of firms in the New York, NY area, including Morgan Stanley, First Allied Securities, Inc., First Montauk Securities Corp., and Thomas James Associates, Inc. Kenneth Marc Hutkin is currently a Registered Representative with LPL Financial LLC. Kenneth Marc Hutkin specializes in providing financial planning and investment advice to individuals, high-net-worth individuals, corporations and other businesses, pension and profit-sharing plans, and charitable organizations.

Firm Information

Kenneth Hutkin is currently registered with LPL Financial LLC. LPL Financial LLC is a Limited Liability Company formed in 2010 and headquartered in Fort Mill, South Carolina. It provides advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. The firm manages over $463 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. LPL Financial is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
LPL Financial LLC

1055 LPL WAY

FORT MILL, SC 29715

$463.48B

Assets Under Management

168,915

Total Clients

21,775

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Hutkin’s Registration & Firm History

NY

09/18/2024 - Present

LPL Financial LLC (NEW YORK NY)

NY

09/13/2010 - 10/24/2018

MORGAN STANLEY (NEW YORK NY)

NY

12/09/2008 - 09/15/2010

FIRST ALLIED SECURITIES, INC. (NEW YORK NY)

NY

09/30/1997 - 12/09/2008

FIRST MONTAUK SECURITIES CORP. (NEW YORK NY)

NY

07/27/1994 - 08/16/1994

THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)

NY

04/04/1994 - 06/15/1994

BEACON SECURITIES, INC. (NEW YORK NY)

NY

10/27/1987 - 09/24/1993

OPPENHEIMER & CO., INC. (NEW YORK NY)

NA

11/25/1985 - 12/08/1987

HAMILTON, GRANT & COMPANY, INC.

NA

06/18/1985 - 12/17/1985

WEAVER JOHNSON & COMPANY,INC.

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Licenses & Designations

BOTH

Issued 08/19/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/17/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/04/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 5 public disclosures for Kenneth Marc Hutkin. Review regulatory record here.
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