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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Macdonald Callan is a financial advisor registered with UBS Financial Services Inc. Kenneth Macdonald Callan has been in the industry for over 32 years. Kenneth Macdonald Callan is registered in 15 states and holds various licenses and registrations, including the Series 7, 63, 65, and 31 exams. The advisor is also registered with the Financial Industry Regulatory Authority (FINRA). The advisor's previous experience includes positions at MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC. The advisor specializes in areas such as portfolio management for individuals and businesses, financial planning, and pension consulting. UBS Financial Services Inc. has been in business for over 100 years and manages over $700 billion in assets. The firm specializes in various areas such as investment management, financial planning, retirement planning, and wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/05/2014 - Present
UBS Financial Services Inc. (IRVINE CA)
CA
04/02/2007 - 11/11/2008
MORGAN STANLEY & CO. INCORPORATED (IRVINE CA)
CA
06/14/1999 - 04/02/2007
MORGAN STANLEY DW INC. (IRVINE CA)
NY
07/12/1990 - 06/18/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/24/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 06/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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