Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Townley is a financial professional with over 35 years of experience in the industry. Kenneth is currently registered with UBS Financial Services Inc. and holds a wide range of licenses, including Series 3, 7, 9, 10, 14, 24, 57, 79, and SIE. Kenneth has previously worked at several other well-known financial firms, including UBS International Inc., SMBC Securities, Inc., Prudential Securities Incorporated, and Chemical Securities, Inc. Kenneth has experience in a variety of financial areas, including investment banking, securities trading, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
05/21/2009 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
04/04/2002 - 05/22/2009
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
03/16/1998 - 03/21/2002
SMBC SECURITIES, INC. (NEW YORK NY)
NY
12/04/1992 - 10/13/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/01/1992 - 11/13/1992
CHEMICAL SECURITIES, INC. (NEW YORK NY)
NA
01/09/1990 - 01/01/1992
MANUFACTURERS HANOVER SECURITIES CORPORATION
NY
04/11/1988 - 01/10/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
12/17/1985 - 04/11/1988
E. F. HUTTON & COMPANY INC
BC
Issued 08/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/29/1999
Series 24 - General Securities Principal Examination
BC
Issued 08/16/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1988
Series 3 - National Commodity Futures Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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