Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Simpson is a financial advisor who has been in the industry since 2012. Kenneth currently works for Stonex Financial Inc., a firm that is registered with the Securities and Exchange Commission. Kenneth has a Series 7, Series 99, and SIE license and has held a position with Sterne, Agee & Leach, Inc. Kenneth's previous registration at Sterne, Agee & Leach, Inc. ended in 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
07/03/2017 - Present
Stonex Financial Inc. (BIRMINGHAM AL)
AL
08/22/2012 - 07/03/2017
STERNE, AGEE & LEACH, INC. (Birmingham AL)
BC
Issued 08/31/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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