Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Offenberg is an investment advisor representative with Raymond James & Associates, Inc. Kenneth has been in the industry for over 30 years, starting their career at Merrill Lynch, Pierce, Fenner & Smith Incorporated in 1992. Kenneth holds a Series 7, 9, 10, 31, and 66 licenses and has worked for A. G. Edwards & Sons, Inc. and WELLS FARGO CLEARING SERVICES, LLC. Kenneth specializes in retirement planning, investment management for individuals and businesses, and financial planning services. Kenneth is registered with the Securities and Exchange Commission (SEC) and has been a registered investment advisor for over 20 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
09/22/2017 - Present
Raymond James & Associates, Inc. (CHARLOTTE NC)
NC
06/24/2005 - 09/25/2017
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
MO
11/08/1995 - 07/19/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
02/05/1992 - 11/14/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/21/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/04/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 02/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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