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Kenneth M Freeman

BNY Mellon Securities Corp.

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About Kenneth M Freeman

Kenneth M. Freeman is a financial professional with over 18 years of experience in the industry. Kenneth is currently registered with BNY Mellon Securities Corp. and is located in San Francisco, CA. Kenneth has previously been affiliated with HARPETH SECURITIES, LLC, HMC INVESTMENTS, INC., KNIGHT CAPITAL AMERICAS, L.P., KNIGHT CAPITAL MARKETS LLC, BERCHWOOD PARTNERS LLC, UBS SECURITIES LLC, and CITIGROUP GLOBAL MARKETS INC.. Kenneth holds a Series 7, Series 63, and SIE licenses.

Firm Information

Kenneth Freeman is currently registered with BNY Mellon Securities Corp.. BNY Mellon Securities Corp. is a Corporation formed in January 1968 and headquartered in NEW YORK, NY. The firm sponsors a wrap fee program and serves as a portfolio manager or model provider to third party wrap program sponsors. They manage approximately $6,124,034,792 in client assets, primarily for individuals, corporations, and other investment advisors. The firm is registered with the SEC and in all 50 states.
BNY Mellon Securities Corp.

240 GREENWICH STREET

NEW YORK, NY 10286-0001

$6.12B

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Freeman’s Registration & Firm History

CA

12/06/2022 - Present

BNY Mellon Securities Corp. (SAN FRANCISCO CA)

TN

05/01/2014 - 12/07/2020

HARPETH SECURITIES, LLC (NASHVILLE TN)

CA

02/16/2011 - 12/12/2013

HMC INVESTMENTS, INC. (SAN FRANCISCO CA)

CA

01/03/2011 - 02/14/2011

KNIGHT CAPITAL AMERICAS, L.P. (SAN FRANCISCO CA)

CA

06/27/2006 - 01/03/2011

KNIGHT CAPITAL MARKETS LLC (SAN FRANCISCO CA)

NY

11/01/2005 - 12/14/2005

BERCHWOOD PARTNERS LLC (NEW YORK NY)

NY

07/18/2003 - 08/25/2005

UBS SECURITIES LLC (NEW YORK NY)

NY

10/06/2002 - 07/18/2003

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/10/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth M Freeman.
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