Unclaimed
Kenneth M. Freeman is a financial professional with over 18 years of experience in the industry. Kenneth is currently registered with BNY Mellon Securities Corp. and is located in San Francisco, CA. Kenneth has previously been affiliated with HARPETH SECURITIES, LLC, HMC INVESTMENTS, INC., KNIGHT CAPITAL AMERICAS, L.P., KNIGHT CAPITAL MARKETS LLC, BERCHWOOD PARTNERS LLC, UBS SECURITIES LLC, and CITIGROUP GLOBAL MARKETS INC.. Kenneth holds a Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
12/06/2022 - Present
BNY Mellon Securities Corp. (SAN FRANCISCO CA)
TN
05/01/2014 - 12/07/2020
HARPETH SECURITIES, LLC (NASHVILLE TN)
CA
02/16/2011 - 12/12/2013
HMC INVESTMENTS, INC. (SAN FRANCISCO CA)
CA
01/03/2011 - 02/14/2011
KNIGHT CAPITAL AMERICAS, L.P. (SAN FRANCISCO CA)
CA
06/27/2006 - 01/03/2011
KNIGHT CAPITAL MARKETS LLC (SAN FRANCISCO CA)
NY
11/01/2005 - 12/14/2005
BERCHWOOD PARTNERS LLC (NEW YORK NY)
NY
07/18/2003 - 08/25/2005
UBS SECURITIES LLC (NEW YORK NY)
NY
10/06/2002 - 07/18/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 10/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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