Unclaimed
Kenneth M. Chinn is a financial advisor with over 20 years of experience in the industry. Kenneth has been registered with Wells Fargo Advisors Financial Network, LLC since June 2023 and previously worked with WELLS FARGO CLEARING SERVICES, LLC and RBC DAIN RAUSCHER INC.. Kenneth specializes in providing investment advice and financial planning services to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/02/2023 - Present
Wells Fargo Advisors Financial Network, LLC (LONGVIEW TX)
TX
10/28/2005 - 06/02/2023
WELLS FARGO CLEARING SERVICES, LLC (LONGVIEW TX)
NY
06/24/2003 - 11/04/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
IA
06/17/2002 - 09/17/2002
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
BOTH
Issued 07/09/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 06/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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