Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Farley is a financial advisor with Raymond James Financial Services Advisors, INC. Kenneth has been in the financial services industry since 1986. Kenneth is registered with FINRA and is licensed to sell securities in Alabama, California, Florida, Illinois, Kentucky, Mississippi, Ohio, Pennsylvania, Tennessee, and Texas. Kenneth also holds licenses to provide investment advice in Tennessee and Texas. Kenneth has worked for a number of financial institutions including Ameristar Capital Markets, INC, SunTrust Securities, INC., SunTrust Investment Services, INC, Pinnacle Asset Management and Pinnacle Financial Partners. Kenneth is committed to providing his clients with personalized financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
07/15/2024 - Present
Raymond James Financial Services Advisors, Inc. (HENDERSONVILLE TN)
TN
02/09/1996 - 03/28/2018
SUNTRUST INVESTMENT SERVICES, INC. (SPRINGFIELD TN)
GA
10/12/1989 - 12/19/1994
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NA
06/11/1986 - 10/26/1989
AMERISTAR CAPITAL MARKETS, INC.
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/1/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/31/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/6/1987
Series 3 - National Commodity Futures Examination
BC
Issued 1/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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