Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Louis Riffle is an investment advisor representative at FCG Investment Co. Kenneth has been in the industry for over 25 years and holds the Series 7, 63, and 65 licenses. Kenneth's previous experience includes roles at firms such as ADVISER DEALER SERVICES, INC., GARAL & COMPANY, INC., and GUZMAN & COMPANY. Kenneth focuses on providing financial planning and portfolio management for individuals and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TN
04/22/2020 - Present
FCG Investment Co. (GERMANTOWN TN)
OH
06/05/1998 - 05/17/2007
ADVISER DEALER SERVICES, INC. (DUBLIN OH)
CA
05/27/1993 - 04/29/1997
GARAL & COMPANY, INC. (SAN FRANCISCO CA)
FL
06/20/1989 - 08/26/1989
GUZMAN & COMPANY (CORAL GABLES FL)
BC
Issued 06/30/1994
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/21/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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