Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Louis Murphy is a financial advisor with over 25 years of experience in the industry. Kenneth is currently registered with BNP Paribas Securities Corp. Kenneth is a Series 7, Series 24, and Series 63 licensed individual. Previously, Kenneth has also worked for SMBC Nikko Securities America, Inc., Stephens, CRT Capital Group LLC, Sterne, Agee & Leach, Inc., Thomas Weisel Partners LLC and Jefferies & Company, Inc. Kenneth holds a variety of licenses and registrations, including those from FINRA and the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/05/2024 - Present
BNP Paribas Securities Corp. (BOSTON MA)
NY
06/18/2019 - 06/22/2023
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
MA
05/19/2015 - 06/18/2019
STEPHENS (BOSTON MA)
MA
04/20/2015 - 05/19/2015
CRT CAPITAL GROUP LLC (Boston MA)
MA
09/03/2010 - 04/20/2015
STERNE, AGEE & LEACH, INC. (BOSTON MA)
MA
05/02/2008 - 07/26/2010
THOMAS WEISEL PARTNERS LLC (BOSTON MA)
MA
09/09/1996 - 05/05/2008
JEFFERIES & COMPANY, INC. (BOSTON MA)
BC
Issued 02/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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