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Kenneth Louis Haley

Preferred Capital Securities, LLC

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About Kenneth Louis Haley

Kenneth Haley is a financial professional with over 30 years of experience in the industry. Kenneth is currently registered with Preferred Capital Securities, LLC in Atlanta, Georgia. Kenneth has previously held positions with Anthem Securities, Inc., PNC Investments, SunTrust Investment Services, Inc., Wachovia Securities, LLC, Prudential Investment Management Services LLC, Prudential Securities Incorporated, and Paine Webber Incorporated. Kenneth holds Series 7, 26, 63, and 65 securities licenses.

Firm Information

Kenneth Haley is currently registered with Preferred Capital Securities, LLC. Preferred Capital Securities, LLC is a Limited Liability Company that was formed in September 2013. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands, as well as with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Haley’s Registration & Firm History

GA

12/15/2016 - Present

Preferred Capital Securities, LLC (Atlanta GA)

GA

10/13/2014 - 11/28/2016

ANTHEM SECURITIES, INC. (Peachtree Corners GA)

PA

11/23/2012 - 09/25/2014

PNC INVESTMENTS (PITTSBURGH PA)

GA

04/05/2006 - 10/10/2012

SUNTRUST INVESTMENT SERVICES, INC. (ALPHARETTA GA)

GA

12/16/2004 - 03/31/2006

WACHOVIA SECURITIES, LLC (ATLANTA GA)

NJ

06/20/2001 - 12/03/2004

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NY

10/20/1999 - 07/06/2001

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NJ

06/22/1992 - 10/15/1999

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 07/29/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/29/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Louis Haley.
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