Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileAdvisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/26/2018 - Present
Cantor Fitzgerald & Co. (MIAMI FL)
FL
02/15/2018 - 11/12/2018
AXA ADVISORS, LLC (BOCA RATON FL)
NY
12/07/2011 - 10/28/2016
CANACCORD GENUITY INC. (NEW YORK NY)
CA
01/21/2011 - 10/03/2011
CARIS & COMPANY, INC. (SAN DIEGO CA)
CA
06/15/2004 - 08/31/2010
FBR CAPITAL MARKETS & CO. (LOS ANGELES CA)
NY
02/20/2001 - 09/03/2003
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
01/13/2001 - 03/01/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
MD
06/13/2000 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NY
08/28/1997 - 06/14/2000
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
03/28/1995 - 09/03/1997
COWEN & CO. (NEW YORK NY)
NY
10/19/1994 - 03/02/1995
GKN SECURITIES CORP. (NEW YORK NY)
NY
09/27/1994 - 10/26/1994
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
05/06/1994 - 10/26/1994
D. BLECH & COMPANY, INCORPORATED (NEW YORK NY)
NY
04/07/1994 - 04/20/1994
S. D. COHN & CO., INC. (HAUPPAUGE NY)
BC
Issued 4/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/10/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/5/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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