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Kenneth Lester Hallman

Loop Capital Markets LLC

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About Kenneth Lester Hallman

Kenneth Lester Hallman is a registered representative with Loop Capital Markets LLC. Kenneth has been in the industry since 2003. Kenneth is licensed to sell securities in Illinois. Kenneth is also licensed to sell securities in other states.

Firm Information

Kenneth Hallman is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Kenneth Hallman’s Registration & Firm History

IL

06/04/2007 - Present

Loop Capital Markets LLC (CHICAGO IL)

IL

09/06/2006 - 04/17/2007

LASALLE CAPITAL, L.L.C. (CHICAGO IL)

IL

02/18/2005 - 07/22/2005

ROCK ISLAND SECURITIES, INC. (CHICAGO IL)

NY

03/30/2001 - 05/14/2004

KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 06/11/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/15/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Lester Hallman.
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