Unclaimed
Kenneth Leroy Bowers is a financial advisor based in Albuquerque, NM. Kenneth has been in the financial services industry since 1989 and is currently registered with United Planners' Financial Services of America A Limited Partner. Kenneth holds both Series 6 and 63 licenses as well as Series 26 and 51. In addition to his current role, Kenneth has experience working with various firms including Gradient Securities, LLC, Cetera Advisor Networks LLC, Pension Planners Securities, Inc., USAllianz Securities, Inc., and Pruco Securities Corporation. Kenneth's areas of specialization include retirement planning, wealth management, and insurance. He is also a licensed life insurance agent and has experience in real estate.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/08/2021 - Present
United Planners' Financial Services OF America A Limited Partner (SCOTTSDALE AZ)
NM
11/09/2016 - 11/08/2021
GRADIENT SECURITIES, LLC (ALBUQUERQUE NM)
NM
08/13/2008 - 11/11/2016
CETERA ADVISOR NETWORKS LLC (ALBUQUERQUE NM)
NM
09/25/2002 - 08/13/2008
PENSION PLANNERS SECURITIES, INC. (ALBUQUERQUE NM)
MN
02/10/2000 - 09/27/2002
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
CA
12/17/1996 - 02/04/2000
PENSION PLANNERS SECURITIES, INC. (SACRAMENTO CA)
CA
04/16/1993 - 11/18/1996
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
NE
05/25/1994 - 10/24/1994
SECURITIES AMERICA, INC. (LAVISTA NE)
NA
02/06/1989 - 08/14/1991
PRUCO SECURITIES CORPORATION
NA
02/06/1989 - 08/14/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
NJ
09/22/1988 - 08/14/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/22/1988 - 08/14/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 06/16/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/22/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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