Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Watson is an active investment advisor representative with RBC Capital Markets, LLC. Kenneth has been in the industry since 1989 and has a broad range of experience in the securities industry, including experience with municipal securities, options, and general securities. He has held registrations with several firms throughout his career, including DAIN RAUSCHER INCORPORATED, RAUSCHER PIERCE REFSNES, INC., KIDDER, PEABODY & CO. INCORPORATED, and BEAR, STEARNS & CO. INC. Kenneth is licensed to provide investment advisory services in a number of states, and his expertise covers a wide range of client types, including high-net-worth individuals, corporations, and institutions. His areas of specialization include municipal securities, options, general securities, and investment planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
02/27/2007 - Present
RBC Capital Markets, LLC (KERRVILLE TX)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
07/29/1994 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NY
06/09/1989 - 08/09/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
03/09/1989 - 06/15/1989
BEAR, STEARNS & CO. INC.
IA
Issued 06/28/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2004
Series 4 - Registered Options Principal Examination
BC
Issued 07/18/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/07/2003
Series 24 - General Securities Principal Examination
BC
Issued 05/24/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/04/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1989
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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