Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Wathen is an investment advisor representative with Raymond James Financial Services Advisors, Inc. Kenneth has been in the financial services industry since April 2000. Kenneth is licensed to provide investment advice in California, Florida, Georgia, Oregon and Washington. Prior to joining Raymond James Financial Services Advisors, Inc., Kenneth was employed by WELLS FARGO ADVISORS, LLC, and PRUDENTIAL SECURITIES INCORPORATED. Kenneth holds a Series 63, Series 65 and Series 7 license. Kenneth has experience in providing financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
08/20/2009 - Present
Raymond James Financial Services Advisors, Inc. (Vero Beach FL)
FL
07/01/2003 - 07/22/2009
WELLS FARGO ADVISORS, LLC (VERO BEACH FL)
NY
04/04/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kenneth Wathen is the right advisor for you? Invested Better is here to help.
